UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 13, 2024
(Exact Name of Registrant as Specified in Its Charter)
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
| (Address of Principal Executive Offices) | (Zip Code) | |||||||
Registrant’s Telephone Number, Including Area Code: (510 ) 695-2350
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 13, 2024, Enovix Corporation (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on three proposals, each of which is described in more detail in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission (the “SEC”) on April 29, 2024, as supplemented by a proxy statement supplement filed with the SEC on June 5, 2024 (the “Proxy Statement”). The following is a brief description of each matter voted on at the Annual Meeting, including the number of votes cast with respect to each matter and, if applicable, the number of abstentions and broker non-votes with respect to each matter.
Proposal 1 – Election of Directors
Stockholders approved the election of each of the Company’s seven (7) directors to serve for a one-year term until the Company’s 2025 Annual Meeting of Stockholders. The results of the voting were as follows:
| Nominee | Voting Result | For | Withheld | Broker Non-Votes | ||||||||||||||||||||||
| Thurman John Rodgers | Approved | 63,892,496 | 4,096,335 | 46,040,499 | ||||||||||||||||||||||
| Betsy Atkins | Approved | 56,840,888 | 11,147,943 | 46,040,499 | ||||||||||||||||||||||
Pegah Ebrahimi | Approved | 66,777,437 | 1,211,394 | 46,040,499 | ||||||||||||||||||||||
| Bernard Gutmann | Approved | 67,125,509 | 863,322 | 46,040,499 | ||||||||||||||||||||||
| Joseph Malchow | Approved | 66,920,296 | 1,068,535 | 46,040,499 | ||||||||||||||||||||||
| Gregory Reichow | Approved | 66,552,638 | 1,436,193 | 46,040,499 | ||||||||||||||||||||||
| Dr. Raj Talluri | Approved | 67,178,801 | 810,030 | 46,040,499 | ||||||||||||||||||||||
Proposal 2 – Compensation of Our Named Executive Officers
Stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. The results of the voting were as follows:
| Voting Result | For | Against | Abstain | Broker Non-Votes | ||||||||||||||||||||||
| Approved | 53,605,774 | 13,838,578 | 544,479 | 46,040,499 | ||||||||||||||||||||||
Proposal 3 – Ratification of Appointment of Independent Registered Accounting Firm for Fiscal Year 2024
Stockholders approved the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 29, 2024. The results of the voting were as follows:
| Voting Result | For | Against | Abstain | |||||||||||||||||
| Approved | 112,185,375 | 668,379 | 1,175,576 | |||||||||||||||||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Enovix Corporation | |||||||||||
| Date: | June 18, 2024 | By: | /s/ Arthi Chakravarthy | ||||||||
| Arthi Chakravarthy Chief Legal Officer | |||||||||||
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